The need for the development of a rigorous analytical model of the lumbar spine to clarify the role of mechanical factors in low-back disorders has long been recognized. In response to this need, a general three dimensional nonlinear finite element program has been developed as part of this work and has been applied to the analysis of a lumbar L2-3 joint including the posterior elements. The analysis accounts for both the material and geometric nonlinearities and is based on a representation of the nucleus as an incompressible inviscid fluid and of the annulus as a composite of collagenous fibres embedded in a matrix of ground substance. The facet articulation has been accounted for by treating it as a general moving contact problem. The ligaments have been modelled as a collection of nonlinear axial elements. The geometry of the finite element model is based on in-vitro measurements.
The response of the joint under single compression, single flexion, single extension and also under flexion or extension combined with compression and sagittal shear has been analyzed for both the normal and degenerated states of the nucleus. Validity of the model has then been established by a comparison of those predictions which are also amenable to direct measurements. The states of strain and stress in different components of the lumbar joint have been thoroughly studied under all the foregoing loading conditions.
Those elements of the joint predicted to be vulnerable to mechanical failure or damage under the above types of loading have been identified. These results have been correlated with the lumbar joint injuries reported clinically. Furthermore, some joint injury mechanisms and degeneration processes have been proposed and the supporting clinical evidences have been presented.